SV-213905r508025_rule
V-213905
SRG-APP-000090-DB-000065
SQL6-D0-000700
CAT II
10
Create a database role specifically for audit maintainers, and give it permission to maintain audits, without granting it unnecessary permissions (The role name used here is an example; other names may be used.):
CREATE ROLE DATABASE_AUDIT_MAINTAINERS;
GO
GRANT ALTER ANY DATABASE AUDIT TO DATABASE_AUDIT_MAINTAINERS;
GO
Use REVOKE and/or DENY and/or ALTER ROLE ... DROP MEMBER ... statements to remove the ALTER ANY DATABASE AUDIT permission from all users. Then, for each authorized database user, run the statement:
ALTER ROLE DATABASE_AUDIT_MAINTAINERS ADD MEMBER;
GO
Use REVOKE and/or DENY and/or ALTER SERVER ROLE ... DROP MEMBER ... statements to remove CONTROL DATABASE permission from logins that do not need it.
Obtain the list of approved audit maintainers from the system documentation.
Use the following query to review database roles and their membership, all of which enable the ability to create and maintain audit specifications.
SELECT
R.name AS role_name,
RM.name AS role_member_name,
RM.type_desc
FROM sys.database_principals R
JOIN sys.database_role_members DRM ON
R.principal_id = DRM.role_principal_id
JOIN sys.database_principals RM ON
DRM.member_principal_id = RM.principal_id
WHERE R.type = 'R'
AND R.name = 'db_owner'
ORDER BY
role_member_name
If any role memberships are not documented and authorized, this is a finding.
Review the database roles and individual users that have the following permissions, all of which enable the ability to create and maintain audit definitions.
ALTER ANY DATABASE AUDIT
CONTROL
Use the following query to determine the roles and users that have the listed permissions:
SELECT
PERM.permission_name,
DP.name AS principal_name,
DP.type_desc AS principal_type,
DBRM.role_member_name
FROM sys.database_permissions PERM
JOIN sys.database_principals DP ON PERM.grantee_principal_id = DP.principal_id
LEFT OUTER JOIN (
SELECT
R.principal_id AS role_principal_id,
R.name AS role_name,
RM.name AS role_member_name
FROM sys.database_principals R
JOIN sys.database_role_members DRM ON R.principal_id = DRM.role_principal_id
JOIN sys.database_principals RM ON DRM.member_principal_id = RM.principal_id
WHERE R.type = 'R'
) DBRM ON DP.principal_id = DBRM.role_principal_id
WHERE PERM.permission_name IN ('CONTROL','ALTER ANY DATABASE AUDIT')
ORDER BY
permission_name,
principal_name,
role_member_name
If any of the roles or users returned have permissions that are not documented, or the documented audit maintainers do not have permissions, this is a finding.
V-213905
False
SQL6-D0-000700
Obtain the list of approved audit maintainers from the system documentation.
Use the following query to review database roles and their membership, all of which enable the ability to create and maintain audit specifications.
SELECT
R.name AS role_name,
RM.name AS role_member_name,
RM.type_desc
FROM sys.database_principals R
JOIN sys.database_role_members DRM ON
R.principal_id = DRM.role_principal_id
JOIN sys.database_principals RM ON
DRM.member_principal_id = RM.principal_id
WHERE R.type = 'R'
AND R.name = 'db_owner'
ORDER BY
role_member_name
If any role memberships are not documented and authorized, this is a finding.
Review the database roles and individual users that have the following permissions, all of which enable the ability to create and maintain audit definitions.
ALTER ANY DATABASE AUDIT
CONTROL
Use the following query to determine the roles and users that have the listed permissions:
SELECT
PERM.permission_name,
DP.name AS principal_name,
DP.type_desc AS principal_type,
DBRM.role_member_name
FROM sys.database_permissions PERM
JOIN sys.database_principals DP ON PERM.grantee_principal_id = DP.principal_id
LEFT OUTER JOIN (
SELECT
R.principal_id AS role_principal_id,
R.name AS role_name,
RM.name AS role_member_name
FROM sys.database_principals R
JOIN sys.database_role_members DRM ON R.principal_id = DRM.role_principal_id
JOIN sys.database_principals RM ON DRM.member_principal_id = RM.principal_id
WHERE R.type = 'R'
) DBRM ON DP.principal_id = DBRM.role_principal_id
WHERE PERM.permission_name IN ('CONTROL','ALTER ANY DATABASE AUDIT')
ORDER BY
permission_name,
principal_name,
role_member_name
If any of the roles or users returned have permissions that are not documented, or the documented audit maintainers do not have permissions, this is a finding.
M
3992