SV-220267r395706_rule
V-220267
SRG-APP-000089-DB-000064
O121-C2-006800
CAT II
10
Configure the DBMS's auditing to audit organization-defined auditable events. If preferred, use a third-party tool. The tool must provide the minimum capability to audit the required events.
If using a third-party product, proceed in accordance with the product documentation. If using Oracle's capabilities, proceed as follows.
If Standard Auditing is used:
Use this process to ensure auditable events are captured:
ALTER SYSTEM SET AUDIT_TRAIL=<audit trail type> SCOPE=SPFILE;
Audit trail type can be 'OS', 'DB', 'DB,EXTENDED', 'XML' or 'XML,EXTENDED'.
After executing this statement, it may be necessary to shut down and restart the Oracle database.
If the site-specific audit requirements are not covered by the default audit options, deploy and configure Fine-Grained Auditing. For details, refer to Oracle documentation at the locations below.
If Unified Auditing is used:
Use this process to ensure auditable events are captured:
Link the oracle binary with uniaud_on, and then restart the database. Oracle Database Upgrade Guide describes how to enable unified auditing.
For more information on the configuration of auditing, refer to the following documents:
"Auditing Database Activity" in the Oracle Database 2 Day + Security Guide:
http://docs.oracle.com/database/121/TDPSG/tdpsg_auditing.htm#TDPSG50000
"Monitoring Database Activity with Auditing" in the Oracle Database Security Guide:
http://docs.oracle.com/database/121/DBSEG/part_6.htm#CCHEHCGI
"DBMS_AUDIT_MGMT" in the Oracle Database PL/SQL Packages and Types Reference:
http://docs.oracle.com/database/121/ARPLS/d_audit_mgmt.htm#ARPLS241
Oracle Database Upgrade Guide:
http://docs.oracle.com/database/121/UPGRD/afterup.htm#UPGRD52810
If the site-specific audit requirements are not covered by the default audit options, deploy and configure Fine-Grained Auditing. For details, refer to Oracle documentation at the locations above.
Verify, using vendor and system documentation if necessary, that the DBMS is configured to use Oracle's auditing features, or that a third-party product or custom code is deployed and configured to satisfy this requirement.
If a third-party product or custom code is used, compare its current configuration with the audit requirements. If any of the requirements is not covered by the configuration, this is a finding.
The remainder of this Check is applicable specifically where Oracle auditing is in use.
If Standard Auditing is used:
To see if Oracle is configured to capture audit data, enter the following SQL*Plus command:
SHOW PARAMETER AUDIT_TRAIL
or the following SQL query:
SELECT * FROM SYS.V$PARAMETER WHERE NAME = 'audit_trail';
If Oracle returns the value 'NONE', this is a finding.
To confirm that Oracle audit is capturing information on the required events, review the contents of the SYS.AUD$ table or the audit file, whichever is in use. If auditable events are not listed, this is a finding.
If Unified Auditing is used:
To see if Oracle is configured to capture audit data, enter the following SQL*Plus command:
SELECT * FROM V$OPTION WHERE PARAMETER = 'Unified Auditing';
If Oracle returns the value 'TRUE', this is not a finding.
To confirm that Oracle audit is capturing information on the required events, review the contents of the SYS.UNIFIED_AUDIT_TRAIL view. If auditable events are not listed, this is a finding.
V-220267
False
O121-C2-006800
Verify, using vendor and system documentation if necessary, that the DBMS is configured to use Oracle's auditing features, or that a third-party product or custom code is deployed and configured to satisfy this requirement.
If a third-party product or custom code is used, compare its current configuration with the audit requirements. If any of the requirements is not covered by the configuration, this is a finding.
The remainder of this Check is applicable specifically where Oracle auditing is in use.
If Standard Auditing is used:
To see if Oracle is configured to capture audit data, enter the following SQL*Plus command:
SHOW PARAMETER AUDIT_TRAIL
or the following SQL query:
SELECT * FROM SYS.V$PARAMETER WHERE NAME = 'audit_trail';
If Oracle returns the value 'NONE', this is a finding.
To confirm that Oracle audit is capturing information on the required events, review the contents of the SYS.AUD$ table or the audit file, whichever is in use. If auditable events are not listed, this is a finding.
If Unified Auditing is used:
To see if Oracle is configured to capture audit data, enter the following SQL*Plus command:
SELECT * FROM V$OPTION WHERE PARAMETER = 'Unified Auditing';
If Oracle returns the value 'TRUE', this is not a finding.
To confirm that Oracle audit is capturing information on the required events, review the contents of the SYS.UNIFIED_AUDIT_TRAIL view. If auditable events are not listed, this is a finding.
M
4059