SV-220271r395724_rule
V-220271
SRG-APP-000096-DB-000040
O121-C2-007500
CAT II
10
Configure the DBMS's auditing to audit standard and organization-defined auditable events, the audit record to include the date and time of any user/subject or process associated with the event. If preferred, use a third-party or custom tool.
If using a third-party product, proceed in accordance with the product documentation. If using Oracle's capabilities, proceed as follows.
To ensure auditable events are captured:
Link the oracle binary with uniaud_on, and then restart the database.
Oracle Database Upgrade Guide describes how to enable unified auditing.
For more information on the configuration of auditing, refer to the following documents:
"Auditing Database Activity" in the Oracle Database 2 Day + Security Guide:
http://docs.oracle.com/database/121/TDPSG/tdpsg_auditing.htm#TDPSG50000
"Monitoring Database Activity with Auditing" in the Oracle Database Security Guide:
http://docs.oracle.com/database/121/DBSEG/part_6.htm#CCHEHCGI
"DBMS_AUDIT_MGMT" in the Oracle Database PL/SQL Packages and Types Reference:
http://docs.oracle.com/database/121/ARPLS/d_audit_mgmt.htm#ARPLS241
Oracle Database Upgrade Guide:
http://docs.oracle.com/database/121/UPGRD
Verify, using vendor and system documentation if necessary, that the DBMS is configured to use Oracle's auditing features, or that a third-party product or custom code is deployed and configured to satisfy this requirement.
If a third-party product or custom code is used, compare its current configuration with the audit requirements. If any of the requirements is not covered by the configuration, this is a finding.
The remainder of this Check is applicable specifically where Oracle auditing is in use.
If Standard Auditing is used:
To see if Oracle is configured to capture audit data, enter the following SQL*Plus command:
SHOW PARAMETER AUDIT_TRAIL
or the following SQL query:
SELECT * FROM SYS.V$PARAMETER WHERE NAME = 'audit_trail';
If Oracle returns the value 'NONE', this is a finding.
To confirm that Oracle audit is capturing sufficient information to establish when events occurred, perform a successful auditable action and an auditable action that results in an SQL error, and then view the results in the SYS.UNIFIED_AUDIT_TRAIL view.
If no timestamp, or the wrong value, is returned for the auditable actions just performed, this is a finding.
If Unified Auditing is used:
To see if Oracle is configured to capture audit data, enter the following SQL*Plus command:
SELECT * FROM V$OPTION WHERE PARAMETER = 'Unified Auditing';
If Oracle returns the value "TRUE", this is not a finding.
To confirm that Oracle audit is capturing sufficient information to establish when events occurred, perform a successful auditable action and an auditable action that results in an SQL error, and then view the results in the SYS.AUD$ table or the audit file, whichever is in use.
If no timestamp, or the wrong value, is returned for the auditable actions just performed, this is a finding.
V-220271
False
O121-C2-007500
Verify, using vendor and system documentation if necessary, that the DBMS is configured to use Oracle's auditing features, or that a third-party product or custom code is deployed and configured to satisfy this requirement.
If a third-party product or custom code is used, compare its current configuration with the audit requirements. If any of the requirements is not covered by the configuration, this is a finding.
The remainder of this Check is applicable specifically where Oracle auditing is in use.
If Standard Auditing is used:
To see if Oracle is configured to capture audit data, enter the following SQL*Plus command:
SHOW PARAMETER AUDIT_TRAIL
or the following SQL query:
SELECT * FROM SYS.V$PARAMETER WHERE NAME = 'audit_trail';
If Oracle returns the value 'NONE', this is a finding.
To confirm that Oracle audit is capturing sufficient information to establish when events occurred, perform a successful auditable action and an auditable action that results in an SQL error, and then view the results in the SYS.UNIFIED_AUDIT_TRAIL view.
If no timestamp, or the wrong value, is returned for the auditable actions just performed, this is a finding.
If Unified Auditing is used:
To see if Oracle is configured to capture audit data, enter the following SQL*Plus command:
SELECT * FROM V$OPTION WHERE PARAMETER = 'Unified Auditing';
If Oracle returns the value "TRUE", this is not a finding.
To confirm that Oracle audit is capturing sufficient information to establish when events occurred, perform a successful auditable action and an auditable action that results in an SQL error, and then view the results in the SYS.AUD$ table or the audit file, whichever is in use.
If no timestamp, or the wrong value, is returned for the auditable actions just performed, this is a finding.
M
4059