SV-81909r2_rule
V-67419
SRG-APP-000495-DB-000329
SQL4-00-036300
CAT II
10
Where SQL Server Trace is in use, define and enable a trace that captures all auditable events. The script provided in the supplemental file Trace.sql can be used to do this.
Add blocks of code to Trace.sql for each custom event class (integers in the range 82-91; the same event class may be used for all such triggers) used in these triggers.
Create triggers to raise a custom event on each locally-defined security table that requires tracking of Insert-Update-Delete operations. The examples provided in the supplemental file CustomTraceEvents.sql can serve as the basis for these.
Execute Trace.sql.
Where SQL Server Audit is in use, design and deploy a SQL Server Audit that captures all auditable events. The script provided in the supplemental file Audit.sql can be used for this.
Alternatively, to add the necessary data capture to an existing server audit specification, run the script:
USE [master];
GO
ALTER SERVER AUDIT SPECIFICATION <server_audit_specification_name> WITH (STATE = OFF);
GO
ALTER SERVER AUDIT SPECIFICATION <server_audit_specification_name> ADD (SCHEMA_OBJECT_ACCESS_GROUP);
GO
ALTER SERVER AUDIT SPECIFICATION <server_audit_specification_name> WITH (STATE = ON);
GO
Obtain the list of locally-defined security tables, procedures and functions that require tracking. If there are none, this is not a finding.
If neither SQL Server Audit nor SQL Server Trace is in use for audit purposes, this is a finding.
If SQL Server Trace is in use for audit purposes, review the locally-defined security tables for the existence of triggers to raise a custom event on each Update operation. If such triggers are not present, this is a finding.
Verify that all required events are being audited. From the query prompt:
SELECT * FROM sys.traces;
All currently defined traces for the SQL server instance will be listed. If no traces are returned, this is a finding.
Determine the trace(s) being used for the auditing requirement.
In the following, replace # with a trace ID being used for the auditing requirements.
From the query prompt:
SELECT DISTINCT(eventid) FROM sys.fn_trace_geteventinfo(#);
The following required event IDs should be among those listed; if not, this is a finding:
42 -- SP:Starting
43 -- SP:Completed
82-91 -- User-defined Event
162 -- User error message
If SQL Server Audit is in use, proceed as follows.
Verify that all EXECUTE actions on locally-defined permissions-related procedures are being audited. If not, this is a finding.
The basic SQL Server Audit configuration provided in the supplemental file Audit.sql uses the broad, server-level audit action group SCHEMA_OBJECT_ACCESS_GROUP for this purpose. SQL Server Audit's flexibility makes other techniques possible. If an alternative technique is in use and demonstrated effective, this is not a finding.
Determine the name(s) of the server audit specification(s) in use.
To look at audits and audit specifications, in Management Studio's object explorer, expand
<server name> >> Security >> Audits
and
<server name> >> Security >> Server Audit Specifications.
Also,
<server name> >> Databases >> <database name> >> Security >> Database Audit Specifications.
Alternatively, review the contents of the system views with "audit" in their names.
Run the following to verify that all UPDATE and EXECUTE actions on any locally-defined permissions tables, procedures and functions are being audited:
USE [master];
GO
SELECT * FROM sys.server_audit_specification_details WHERE server_specification_id =
(SELECT server_specification_id FROM sys.server_audit_specifications WHERE [name] = '<server_audit_specification_name>')
AND audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP';
If no row is returned, this is a finding.
If the audited_result column is not "FAILURE" or "SUCCESS AND FAILURE", this is a finding.
V-67419
False
SQL4-00-036300
Obtain the list of locally-defined security tables, procedures and functions that require tracking. If there are none, this is not a finding.
If neither SQL Server Audit nor SQL Server Trace is in use for audit purposes, this is a finding.
If SQL Server Trace is in use for audit purposes, review the locally-defined security tables for the existence of triggers to raise a custom event on each Update operation. If such triggers are not present, this is a finding.
Verify that all required events are being audited. From the query prompt:
SELECT * FROM sys.traces;
All currently defined traces for the SQL server instance will be listed. If no traces are returned, this is a finding.
Determine the trace(s) being used for the auditing requirement.
In the following, replace # with a trace ID being used for the auditing requirements.
From the query prompt:
SELECT DISTINCT(eventid) FROM sys.fn_trace_geteventinfo(#);
The following required event IDs should be among those listed; if not, this is a finding:
42 -- SP:Starting
43 -- SP:Completed
82-91 -- User-defined Event
162 -- User error message
If SQL Server Audit is in use, proceed as follows.
Verify that all EXECUTE actions on locally-defined permissions-related procedures are being audited. If not, this is a finding.
The basic SQL Server Audit configuration provided in the supplemental file Audit.sql uses the broad, server-level audit action group SCHEMA_OBJECT_ACCESS_GROUP for this purpose. SQL Server Audit's flexibility makes other techniques possible. If an alternative technique is in use and demonstrated effective, this is not a finding.
Determine the name(s) of the server audit specification(s) in use.
To look at audits and audit specifications, in Management Studio's object explorer, expand
<server name> >> Security >> Audits
and
<server name> >> Security >> Server Audit Specifications.
Also,
<server name> >> Databases >> <database name> >> Security >> Database Audit Specifications.
Alternatively, review the contents of the system views with "audit" in their names.
Run the following to verify that all UPDATE and EXECUTE actions on any locally-defined permissions tables, procedures and functions are being audited:
USE [master];
GO
SELECT * FROM sys.server_audit_specification_details WHERE server_specification_id =
(SELECT server_specification_id FROM sys.server_audit_specifications WHERE [name] = '<server_audit_specification_name>')
AND audit_action_name = 'SCHEMA_OBJECT_ACCESS_GROUP';
If no row is returned, this is a finding.
If the audited_result column is not "FAILURE" or "SUCCESS AND FAILURE", this is a finding.
M
2637